Compliance Assistant for Financial Institution
Company: The Elite Job
Location: India
Employment Type: FULL_TIME, PART_TIME
Date Posted: 2025-09-04
Valid Through: 2026-09-04
Job Summary
The Elite Job is seeking a detail-oriented and motivated Compliance Assistant to support our client, a leading financial institution. This role is critical in ensuring that the organization adheres to regulatory requirements, internal policies, and industry best practices. The Compliance Assistant will work closely with compliance officers and other internal teams to monitor operations, conduct checks, maintain accurate records, and contribute to the overall integrity of the institution.
Key Responsibilities
Assist in monitoring and reviewing company practices to ensure compliance with regulatory frameworks, including AML (Anti-Money Laundering), KYC (Know Your Customer), and other financial regulations.
Maintain and update compliance documentation, reports, and databases accurately.
Support in conducting regular audits and risk assessments to identify potential compliance gaps.
Research and stay updated on relevant regulatory changes, communicating updates to the compliance team.
Assist in employee training sessions by preparing materials and tracking participation.
Draft compliance-related reports and provide administrative support to the compliance department.
Collaborate with cross-functional teams (legal, operations, and finance) to implement compliance initiatives.
Handle confidential information with the highest degree of integrity.
Required Skills and Qualifications
Strong attention to detail with excellent organizational and documentation skills.
Proficiency in Microsoft Office Suite (Word, Excel, PowerPoint, Outlook).
Ability to understand and interpret complex regulatory requirements.
Strong written and verbal communication skills in English.
Analytical mindset with problem-solving capabilities.
High degree of discretion and ability to handle sensitive information.
Experience
Bachelors degree in Finance, Law, Business Administration, or a related field.
1–3 years of experience in compliance, risk management, or regulatory roles within financial services preferred.
Fresh graduates with strong academic performance and a keen interest in compliance will also be considered.
Working Hours
Full-time position: Monday to Friday, 9:00 AM – 5:30 PM.
Occasional flexibility may be required based on reporting deadlines or regulatory updates.
Knowledge, Skills, and Abilities
Knowledge of financial regulations, AML, KYC, and risk management frameworks.
Ability to work independently while also thriving in a collaborative environment.
Excellent time management skills to meet deadlines effectively.
Adaptability to a fast-paced and evolving regulatory environment.
Commitment to ethical standards and professional integrity.
Benefits
Competitive salary package with performance-based bonuses.
Health, dental, and vision insurance coverage.
Paid time off, including vacation, sick leave, and public holidays.
Professional development opportunities, including compliance certifications and training.
A supportive and inclusive work culture that values employee growth.
Why Join
At The Elite Job, we pride ourselves on connecting top talent with exceptional career opportunities. By joining this financial institution, you will play a vital role in safeguarding compliance and regulatory standards while building a long-term career in a high-demand field. You will be part of a dynamic, professional environment where your contributions directly support the stability and reputation of the organization.
How to Apply
Interested candidates are invited to submit their resume and a cover letter detailing their relevant skills and motivation for applying. Applications should be sent to us.
